Vietnam: Confounder of Great Powers
China found itself
involved in the Third Vietnam War by factors comparable to what had
drawn the United States into the second one. Something in the
almost maniacal Vietnamese nationalism drives other societies to
lose their sense of proportion and to misapprehend Vietnamese
motivations and their own possibilities. That certainly was
America’s fate in what is now treated by historians as the Second
Vietnam War (the first being Vietnam’s anticolonial war with
France). Americans found it difficult to accept that a medium-sized
developing nation could cultivate such a fierce commitment only for
its own parochial causes. Hence they interpreted Vietnamese actions
as symbols of a deeper design. Hanoi’s combativeness was treated as
a vanguard of a Sino-Soviet coordinated conspiracy to dominate at
least Asia. And Washington believed as well that once the initial
thrust by Hanoi was blocked, some diplomatic compromise might
emerge.
The assessment was
wrong on both grounds. Hanoi was not any other country’s proxy. It
fought for its vision of independence and, ultimately, for an
Indochinese Federation, which assigned to Hanoi in Southeast Asia
the dominant role Beijing had historically played in East Asia. To
these single-minded survivors of centuries of conflict with China,
compromise was inconceivable between their idea of independence and
any outsider’s conception of stability. The poignancy of the Second
Vietnam War in Indochina was the interaction between the American
yearning for compromise and the North Vietnamese insistence on
victory.
In that sense,
America’s overriding mistake in the Vietnam War was not what
divided the American public: whether the U.S. government was
sufficiently devoted to a diplomatic outcome. Rather, it was the
inability to face the fact that a so-called diplomatic outcome, so
earnestly—even desperately—sought by successive administrations of
both American political parties, required pressures equivalent to
what amounted to the total defeat of Hanoi—and that Moscow and
Beijing had only a facilitating, not a directive,
role.
In a more limited
way, Beijing fell into a parallel misconception. When the U.S.
buildup in Vietnam began, Beijing interpreted it in wei qi terms: as another example of American bases
surrounding China from Korea to the Taiwan Strait and now to
Indochina. China supported the North Vietnamese guerrilla war,
partly for reasons of ideology, partly in order to push American
bases as far from Chinese borders as possible. Zhou Enlai told
North Vietnamese Prime Minister Pham Van Dong in April 1968 that
China supported North Vietnam to prevent the strategic encirclement
of China, to which Pham Van Dong gave an equivocal reply—largely
because preventing the encirclement of China was not a Vietnamese
objective and Vietnamese objectives were national ones:
ZHOU: For a long time, the United States has been halfencircling China. Now the Soviet Union is also encircling China. The circle is getting complete, except [the part of] Vietnam.PHAM: We are all the more determined to defeat the US imperialists in all of Vietnamese territory.ZHOU: That is why we support you.PHAM: That we are victorious will have a positive impact in Asia. Our victory will bring about unforeseeable outcomes.ZHOU: You should think that way.3
In pursuit of a
Chinese strategy from which Pham Van Dong had been careful to stay
aloof, China sent over 100,000 noncombat military personnel to
support North Vietnamese infrastructure and logistics. The United
States opposed North Vietnam as the spearhead of a Soviet-Chinese
design. China supported Hanoi to blunt a perceived American thrust
to dominate Asia. Both were mistaken. Hanoi fought only for its own
national account. And a unified Communist-led Vietnam, victorious
in its second war in 1975, would turn out to be a far greater
strategic threat to China than to the United States.
The Vietnamese eyed
their northern neighbor with suspicion approaching paranoia. During
long periods of Chinese domination, Vietnam had absorbed the
Chinese writing system and political and cultural forms (evidenced,
most spectacularly, in the imperial palace and tombs at the former
capital of Hue). Vietnam had used these “Chinese” institutions,
however, to build a separate state and bolster its own
independence. Geography did not allow Vietnam to retreat into
isolation as Japan had at a comparable period in its history. From
the second century B.C. through the tenth century, Vietnam was
under more or less direct Chinese rule, reemerging fully as an
independent state only with the collapse of the Tang Dynasty in the
year 907.
Vietnamese national
identity came to reflect the legacy of two somewhat contradictory
forces: on the one hand, absorption of Chinese culture; on the
other, opposition to Chinese political and military domination.
Resistance to China helped produce a passionate pride in Vietnamese
independence and a formidable military tradition. Absorption of
Chinese culture provided Vietnam with a Chinese-style Confucian
elite who possessed something of a regional Middle Kingdom complex
of their own vis-à-vis their neighbors. During the Indochina wars
of the twentieth century, Hanoi displayed its sense of political
and cultural entitlement by availing itself of Lao and Cambodian
neutral territory as if by right and, after the war, extending
“special relationships” with the Communist movements in each of
these countries, amounting to Vietnamese dominance.
Vietnam confronted
China with an unprecedented psychological and geopolitical
challenge. Hanoi’s leaders were familiar with Sun Tzu’s
Art of War and employed its principles
to significant effect against both France and the United States.
Even before the end of the long Vietnam wars, first with the French
seeking to reclaim their colony after World War II, and then with
the United States from 1963 to 1975, both Beijing and Hanoi began
to realize that the next contest would be between themselves for
dominance in Indochina and Southeast Asia.
Cultural proximity
may account for the relative absence of the sure touch in strategic
analysis that usually guided Chinese policy during America’s
Vietnam War. Ironically, Beijing’s long-term strategic interest was
probably parallel to Washington’s: an outcome in which four
Indochinese states (North and South Vietnam, Cambodia, and Laos)
balanced each other. This may explain why Mao, in outlining
possible outcomes of the war to Edgar Snow in 1965, listed an
outcome preserving South Vietnam as possible and, therefore,
presumably acceptable.4
During my secret trip
to Beijing in 1971, Zhou explained China’s objectives in Indochina
as being neither strategic nor ideological. According to Zhou,
Chinese policy in Indochina was based entirely on a historical debt
incurred by ancient dynasties. China’s leaders probably assumed
that America could not be defeated and that the north of a divided
Vietnam would come to depend on Chinese support much as North Korea
did after the end of the Korean War.
As the war evolved,
there were several signs that China was preparing itself—albeit
reluctantly—for Hanoi’s victory. Intelligence noticed Chinese road
building in northern Laos that had no relevance to the ongoing
conflict with the United States but would be useful for postwar
strategy to balance Hanoi or even a possible conflict over Laos. In
1973, after the Paris Agreement to end the Vietnam War, Zhou and I
were negotiating a postwar settlement for Cambodia based on a
coalition among Norodom Sihanouk (the exiled former ruler of
Cambodia residing in Beijing), the existing Phnom Penh government,
and the Khmer Rouge. Its main purpose was to create an obstacle to
a takeover of Indochina by Hanoi. The agreement ultimately aborted
when the U.S. Congress in effect prohibited any further military
role for America in the region, making the American role
irrelevant.5
Hanoi’s latent
hostility to its then ally was brought home to me on a visit to
Hanoi in February 1973 designed to work out the implementation of
the Paris Agreement, which had been initialed two weeks earlier. Le
Duc Tho took me on a visit to Hanoi’s national museum primarily to
show me the sections devoted to Vietnam’s historic struggles
against China—still formally an ally of Vietnam.
With the fall of
Saigon in 1975, the inherent and historic rivalries burst into the
open, leading to a victory of geopolitics over ideology. It proved
that the United States was not alone in wrongly assessing the
significance of the Vietnam War. When the United States had first
intervened, China viewed it as a kind of last gasp of imperialism.
It had—almost routinely—cast its lot with Hanoi. It interpreted the
American intervention as another step toward the encirclement of
China—much as it had viewed the U.S. intervention in Korea a decade
earlier.
Ironically, from a
geopolitical point of view, Beijing’s and Washington’s long-term
interests should have been parallel. Both should have preferred the
status quo, which was an Indochina divided among four states.
Washington resisted Hanoi’s domination of Indochina because of the
Wilsonian idea of global order—the right of self-determination of
existing states—and the notion of a global Communist conspiracy.
Beijing had the same general objective, but from the geopolitical
point of view, because it wanted to avoid the emergence of a
Southeast Asia bloc on its southern border.
For a while, Beijing
seemed to believe that Communist ideology would trump a
thousand-year history of Vietnamese opposition to Chinese
predominance. Or else it did not think it possible that the United
States could be brought to total defeat. In the aftermath of the
fall of Saigon, Beijing was obliged to face the implications of its
own policy. And it recoiled before them. The outcome in Indochina
merged with the permanent Chinese fear of encirclement. Preventing
an Indochina bloc linked to the Soviet Union became the dominant
preoccupation of Chinese foreign policy under Deng and a link to
increased cooperation with the United States. Hanoi, Beijing,
Moscow, and Washington were playing a quadripartite game of
wei qi. Events in Cambodia and in
Vietnam would determine who would wind up surrounded and
neutralized: Beijing or Hanoi.
Beijing’s nightmare
of encirclement by a hostile power appeared to be coming true.
Vietnam alone was formidable enough. But if it realized its aim of
an Indochinese Federation, it would approach a bloc of 100 million
in population and be in a position to bring significant pressure on
Thailand and other Southeast Asian states. In this context, the
independence of Cambodia as a counterweight to Hanoi became a
principal Chinese objective. As early as August 1975—three months
after the fall of Saigon—Deng Xiaoping told the visiting Khmer
Rouge leader Khieu Samphan: “[W]hen one superpower [the United
States] was compelled to withdraw its forces from Indochina, the
other superpower [the Soviet Union] seized the opportunity . . . to
extend its evil tentacles to Southeast Asia . . . in an attempt to
carry out expansion there.”6 Cambodia and China, Deng said, “both . . .
face the task of combating imperialism and hegemonies. . . . We
firmly believe that . . . our two peoples will unite even more
closely and march together towards new victories in the common
struggle.”7 During a March 1976 visit of Lao Prime
Minister Kaysone Phomvihane to Beijing, Hua Guofeng, then Premier,
warned of the Soviet Union to the effect that: “In particular, the
superpower that hawks ‘détente’ while extending its grabbing claws
everywhere is stepping up its armed expansion and war preparations
and attempting to bring more countries into its sphere of influence
and play the hegemonic overlord.”8
Freed from the
necessity of feigning Communist solidarity in the face of the
American “imperialist” threat, the adversaries moved into open
opposition to each other soon after the fall of Saigon in April
1975. Within six months of the fall of all of Indochina, 150,000
Vietnamese were forced to leave Cambodia. A comparable number of
ethnically Chinese Vietnamese citizens were obliged to flee
Vietnam. By February 1976, China ended its aid program to Vietnam,
and a year later, it cut off any deliveries based on existing
programs. Concurrently, Hanoi moved toward the Soviet Union. At a
meeting of the Vietnamese Politburo in June 1978, China was
identified as Vietnam’s “principal enemy.” The same month, Vietnam
joined Comecon, the Soviet-led trade bloc. In November 1978, the
Soviet Union and Vietnam signed the Treaty of Friendship and
Cooperation, which contained military clauses. In December 1978,
Vietnamese troops invaded Cambodia, overthrowing the Khmer Rouge
and installing a pro-Vietnamese government.
Ideology had
disappeared from the conflict. The Communist power centers were
conducting a balance-of-power contest based not on ideology but on
national interest.
Viewed from Beijing,
a strategic nightmare was evolving along China’s borders. In the
north, the Soviet buildup continued unabated: Moscow still
maintained nearly fifty divisions along the border. To China’s
west, Afghanistan had undergone a Marxist coup and was subjected to
increasingly overt Soviet influence.9 Beijing also saw Moscow’s hand in the
Iranian revolution, which culminated with the flight of the Shah on
January 16, 1979. Moscow continued to push an Asian collective
security system with no other plausible purpose than to contain
China. Meanwhile, Moscow was
negotiating the SALT II treaty with Washington. In Beijing’s
perception, such agreements served to “push the ill waters of the
Soviet Union eastward” toward China. China seemed to be in an
exceptionally vulnerable position. Now Vietnam had joined the
Soviet camp. The “unforeseeable outcomes” predicted by Pham Van
Dong to Zhou in 1968 appeared to include Soviet encirclement of
China. An additional complication was that all these challenges
occurred while Deng was still consolidating his position in his
second return to power—a process not completed until
1980.
A principal
difference between Chinese and Western diplomatic strategy is the
reaction to perceived vulnerability. American and Western diplomats
conclude that they should move carefully to avoid provocation;
Chinese response is more likely to magnify defiance. Western
diplomats tend to conclude from an unfavorable balance of forces an
imperative for a diplomatic solution; they urge diplomatic
initiatives to place the other side in the “wrong” to isolate it
morally but to desist from the use of force—this was essentially
the American advice to Deng after Vietnam invaded Cambodia and
occupied it. Chinese strategists are more likely to increase their
commitment to substitute courage and psychological pressure against
the material advantage of the adversary. They believe in deterrence
in the form of preemption. When Chinese planners conclude that
their opponent is gaining unacceptable advantage and that the
strategic trend is turning against them, they respond by seeking to
undermine the enemy’s confidence and allow China to reclaim the
psychological, if not material, upper hand.
Faced with a threat
on all fronts, Deng decided to go on the diplomatic and strategic
offensive. Though not yet in complete control in Beijing, he moved
daringly on several levels abroad. He changed the Chinese position
toward the Soviet Union from containment to explicit strategic
hostility and, in effect, to roll-back. China would no longer
confine itself to advising the United States on how to contain the
Soviet Union; it would now play an active role in constructing an
anti-Soviet and anti-Vietnam coalition, especially in Asia. It
would put the pieces in place for a possible showdown with
Hanoi.